What We Don't Do

We don't take any more risk than fits your comfort level.

We always point out the limitations and risks of every investment decision. Similarly, we believe it's important for you to know what we don't do.

We do not Sell any Insurance or Investment Products

The only thing we sell is our professional investment advisory and portfolio management services.

We do not Take Custody of Your Funds

All funds and assets remain in your name and are held by TD Ameritrade Institutional Services, a national brokerage firm.

We do not Try to Project the Next "Hot Investment"

We believe that proper asset allocation and careful security selection and consideration of the economic environment will lead to the best and most consistent investment returns.

We do not Guarantee a Rate of Return or that You Will Never Lose Money

All investments carry a risk, even CDs, money market funds, and cash hidden under the mattress.

We do not Use Unintelligible Financial Jargon

We want you to understand our recommendations, services, and explanations.

We do not Disclose Personal Information to Others

All information remains confidential. We do not disclose or sell any personal information about our clients, former clients, or prospects to anyone, except as required by law. All information given to us is used strictly for administrative purposes.

back to top